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in accordance with NASD guidelines for compliance. Our Editorial department
includes experienced practicing advisors, content editors and outside
compliance reviewers (FRS formerly Bisys) to ensure our content is technically accurate
and NASD compliant. We maintain an archive of all text material for
reference purposes. New publications will be filed with NASD for compliance
when appropriate. However, all personalized information must be submitted
to your Advertising Compliance department for final approval.
Our goal is to make every effort to comply with legal and regulatory
requirements for content published in ClientWhys marketing products.
ClientWhys makes no representation or warranty as to the regulatory
satisfactoriness.
ClientWhys is not affiliated with the NASD. All rights reserved to
trademark holder.
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